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This is the perfect role for someone who wants to transition into an advisory position without the pressure of finding new clients right away. We value a "we first, not me first" attitude and are committed to serving both our clients and each other.
In this fast-paced role, you'll be a key point of contact for our clients, correspond with prospects, and assist with research and presentations. You'll also maintain documentation and databases, and assist with other lines of business as needed.
We're looking for someone with some experience in financial services or business, but it's not required. We value initiative, analytical and critical thinking skills, problem-solving abilities, and strong communication and organizational skills.
ESSENTIAL JOB FUNCTIONS:
Serving as a key point of contact for the firm’s clients, providing financial reviews and annual investment evaluations
Corresponding with prospects and clients via email, phone, virtual meetings, other
Developing and maintaining documentation of all prospect and client activity, monitoring new business
Staying in regular contact with the lead advisor and team members, keeping apprised of progress and areas of opportunity
Assisting with research and development, preparing presentations to prospects and clients
Updating and maintaining various databases for client relationship management and to organize client records and case files
Assist in other lines of business such as life insurance, as needed.
Other as necessary
EXPERIENCE:
Some experience as either a financial services professional (preferred, not required), or undergraduate experience in business or a financial internship or co-operative program
FINRA Series 6 or 7, 63, (and 65 if part of a Registered Investment Advisory firm) is a plus, not required until obtained on the job
Life and health insurance license is a plus, not required until obtained on the job
Previous sales experience is helpful
REQUIRED SKILLS:
Demonstrated ability to develop and cultivate relationships
High degree of initiative with excellent analytical, technical, and critical-thinking skills
Excellent at problem-solving and communicating
Demonstrated organizational and time management skills
Ability to handle multiple tasks under pressure
Excellent reading, writing, grammar, spelling, punctuation, proofreading and formatting
Proficient with MS Office
Please send resume to [email protected] (Do not call the office to apply.)
Securities offered through Cetera Wealth Services, LLC (doing insurance business in CA as CFGAN Insurance Agency LLC), member FINRA/SIPC, Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Cetera is under separate ownership from any other named entity.
Cetera Networks, Cetera Wealth Management Group, Cetera Wealth Partners, and Summit Financial Networks are all distinct communities within Cetera Wealth Services, LLC.
Investments are: • Not FDIC/NCUSIF insured • May lose value • Not financial institution guaranteed • Not a deposit • Not insured by any federal government agency.
This site is published for residents of the United States only. Financial Professionals of Cetera Wealth Services, LLC may only conduct business with residents of the states and/or jurisdictions in which they are properly registered. Not all of the products and services referenced on this site may be available in every state and through every advisor listed. For additional information please contact the advisor(s) listed on the site, visit the Cetera Wealth Services, LLC site at www.cetera.com/advisors.
Individuals affiliated with this broker/dealer firm are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.
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